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Current Employers
Cosner Financial Group, Llc

628 Main St, Windsor, CO 80550 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-06-29
  • CO RA
    APPROVED
    Since 2020-06-29

Branch Locations

Broomfield, CO • United States

628 Main St, Windsor, CO 80550 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management, Inc. Erie CO 04/2008 05/2020
Financial Design & Management, Inc. Erie CO 04/2008 05/2020
Cosner Financial Group, Llc Broomfield CO 06/2020 Present
Triad Advisors Norcross GA 08/2020 Present
  • 04/2008 → 05/2020
    Geneos Wealth Management, Inc.
    Erie, CO
  • 04/2008 → 05/2020
    Financial Design & Management, Inc.
    Erie, CO
  • 06/2020 → Present
    Broomfield, CO
  • 08/2020 → Present
    Triad Advisors
    Norcross, GA
Previous Registrations
  • 2008-04-17 → 2020-05-29
    Financial Design & Management, Inc.
    Erie, CO
  • 1999-01-01 → 2011-12-31
    Gateway Financial Strategies Llc
    Erie, CO
Other Businesses

1)Cosner Financial Group;investment related;15200 Zuni St,Broomfield,CO 80023;independent RIA;investment advisor rep;6/2020;80 hrs/month;4 hrs during trading;management of advisory business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-02-26
  • S66 Uniform Combined State Law Examination
    1998-02-26
Other Names
  • John H Alpers
  • John H Alpers

View on SEC IAPD

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