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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-05
CA RA APPROVED 2009-08-10
  • TX RA
    APPROVED_RES
    Since 2015-11-05
  • CA RA
    APPROVED
    Since 2009-08-10

Branch Locations

6301 N Figueroa St, Los Angeles, CA 90042 • United States

3355 Glendale Blvd, Los Angeles, CA 90039 • United States

1611 W Beverly Blvd, Montebello, CA 90640 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Montebello CA 08/2009 Present
Previous Registrations
  • 2006-02-23 → 2008-09-24
    Wamu Investments, Inc.
    Venice, CA
    Marina Del Rey, CA
    Culver City, CA
    Los Angeles, CA
    Los Angeles, CA
    Culver City, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-23
S63 Uniform Securities Agent State Law Examination 1996-02-28
  • S66 Uniform Combined State Law Examination
    2015-10-23
  • S63 Uniform Securities Agent State Law Examination
    1996-02-28

View on SEC IAPD

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