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Richard Brent Williams

Sanctuary Advisors, LLC

Miami, FL

Austin, TX

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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-20
  • TX RA
    APPROVED
    Since 2021-01-20

Branch Locations

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

13501 Galleria Circle, Building W, Suite 230, Austin, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northview Asset Management Austin TX 01/2014 01/2021
  • 01/2014 → 01/2021
    Northview Asset Management
    Austin, TX
Previous Registrations
  • 2014-02-14 → 2021-01-07
    Northview Asset Management, Llc
    Austin, TX
  • 2002-10-24 → 2013-07-18
    Sage Advisory Services Ltd Co
    Austin, TX
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-29
S63 Uniform Securities Agent State Law Examination 1996-02-16
  • S65 Uniform Investment Adviser Law Examination
    2002-05-29
  • S63 Uniform Securities Agent State Law Examination
    1996-02-16

View on SEC IAPD

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