Betsy Lou Whipple

Current Employers

Employment History

• 09/2011 → 12/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Las Vegas, NV
• 01/2017 → Present
  Bl Whipple Wealth Management
  Hiko, NV
• 01/2017 → 03/2018
  Private Client Services
  Louisville, KY
• 01/2018 → 03/2018
  M. S. Howells & Co.
  Scottsdale, AZ
• 01/2017 → 01/2018
  Greenleaf Financial Network, Llc
  Leawood, KS
• 03/2018 → 05/2024
  Newbridge Securities Corp
  Hiko, NV
• 05/2024 → 06/2024
  Securities America, Inc.
  Hiko, NV
• 05/2024 → 06/2024
  Securities America Advisors
  Hiko, NV
• 06/2024 → Present
  Osaic Wealth, Inc.
  Hiko, NV

Previous Registrations

• 2024-05-20 → 2024-06-14
  Securities America Advisors, Inc.
  Hiko, NV
• 2018-03-28 → 2024-05-16
  Nfsg Corporation
  Hiko, NV
  Boca Raton, FL
• 2018-01-12 → 2018-03-20
  Msh Capital Advisors Llc
  Hiko, NV
  Scottsdale, AZ
• 2017-02-02 → 2018-01-17
  Greenleaf Financial Network, Llc
  Hiko, NV
• 2011-09-26 → 2016-12-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Las Vegas, NV
  Hiko, NV
  Hiko, NV
• 2009-06-01 → 2011-09-29
  Morgan Stanley
  Las Vegas, NV
  Hiko, NV
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Las Vegas, NV
• 2006-03-15 → 2007-04-02
  Morgan Stanley Dw Inc.
  Las Vegas, NV
• 1999-08-03 → 2006-02-23
  J.P. Morgan Securities Llc
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1. DBA - BL Whipple Wealth Management, LLC 2. WHIPPLE CATTLE COMPANY POSITION: shareholder NATURE: Whipple Cattle Company INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/15/1993 ADDRESS: 4001 Kent Whipple Ranch Lane, Hiko NV 89017 DESCRIPTION: This is a ranch my brothers and I purchased in 1993. 3. RIVER RANCH RACING AND RODEO, LLC POSITION: Owner NATURE: Small Vineyard and Horse breeding project. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2008 ADDRESS: 1713 River Ranch Road, Hiko NV 89017 DESCRIPTION: I have an small vineyard where I grow wine vines. I also have a small breeding horse program where I breed horse for racing and riding. 4. BETSY'S RENTAL POSITION: Owner NATURE: Rental INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 1720 River Ranch Road, Hiko NV 89017 DESCRIPTION: If I find the right client, I will rent the vacant rental. I usually only rent to Business' that come into the valley and have a need for a short-term rental. 5. BL WHIPPLE WEALTH MANAGEMENT, LLC POSITION: Owner NATURE: BL Whipple Wealth Mangement, LLC. I managed my annuity, insurance, broker/dealer and RIA business through this LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 240 START DATE: 12/28/2018 ADDRESS: 1713 River Ranch Road, Hiko NV 89017 DESCRIPTION: Solicit, manage investments and consult clients with investment needs. 6. LINCOLN COUNTY REPUBLICAN COMMITTEE POSITION: Vice Chair NATURE: I helped several locals re-establish the county Republican party caucas. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2025 ADDRESS: 1713 River Ranch Roaf, Hiko NV 89017, United States DESCRIPTION: Sent emails and put in calls for locals to show up at my house to elect a county committee

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-22
• S63 Uniform Securities Agent State Law Examination
  1996-03-04