Brian Craig Baker

Current Employers

Employment History

• 02/2013 → 11/2016
  Wells Fargo Advisors Llc
  Oklahoma City, OK
• 11/2016 → 06/2021
  Wells Fargo Clearing Services, Llc
  Oklahoma City, OK
• 06/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Edmond, OK
• 06/2021 → Present
  Raymond James Financial Services, Inc.
  Edmond, OK
• 06/2021 → 03/2023
  Concurrent Advisors
  Edmond, OK

Previous Registrations

• 2013-02-15 → 2021-06-29
  Wells Fargo Clearing Services, Llc
  Oklahoma City, OK
  Oklahoma City, OK
• 2006-09-11 → 2013-02-21
  Edward Jones
  Oklahoma City, OK

Other Businesses

(1)Name of Business: Address: 14601 Sedona Drive, Oklahoma City, OK, 73142, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 03/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My objective would be to pass out copies of the book to clients and prospects. It would also be available for purchase on Amazon. (2)Name of Business: Baker Bunch 4 LLC Address17316 N. May Ave, Suite B, Edmond, OK, 73012, Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC created for group health insurance plan for me and 3 kids (3) Redrock Wealth Advisors Address: 17316 N. May Ave, Suite B, Edmond, OK, 73012, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/25/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor to my clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-05
• S63 Uniform Securities Agent State Law Examination
  1996-03-07

Designations

Other Names

• Brian C Baker