Steven Robert Kleinertz

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-11
CA	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-03-11
CA RA
APPROVED

Since 2009-06-01

Branch Locations

1901 Main Street Suite 700, Irvine, CA 92614 • United States

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Irvine	CA	10/2006	Present
Morgan Stanley Smith Barney	Irvine	CA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

10/2006 → Present

Morgan Stanley & Co., Incorporated

Irvine, CA
06/2009 → Present

Morgan Stanley Smith Barney

Irvine, CA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-04 → 2009-06-01

Morgan Stanley & Co. Llc

Irvine, CA

Other Businesses

631976 - Rental Property; Investment Related - Yes; Huntington Beach, California; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2025; During Business Hours: 0; After Business Hours: 1; Property Management. *634164- Investment Property; Investment related: Yes; Waterford, Wisconsin;Rental Property; Owner (proprietor, partner, officer, director, employee, trustee, agent);04/2025; During business hours: 0; After business hours: 1; Administrative *678314- Real Estate; Investment related: Yes; Waterford, Wisconsin; Real Estate; Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 1; Property Management *689463- Rental Property; Investment related: Yes; Waterford, Wisconsin; Rental Property ; Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 0; After business hours: 1; Property Management

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-16

S66 Uniform Combined State Law Examination

2006-03-16

View on SEC IAPD