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Michael G Chewning

Charles Schwab & Co., Inc.

Erie, CO

Boston, MA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-01-22
TX RA APPROVED 2022-01-09
CO RA APPROVED 2020-01-27
  • LA RA
    APPROVED
    Since 2026-01-22
  • TX RA
    APPROVED
    Since 2022-01-09
  • CO RA
    APPROVED
    Since 2020-01-27

Branch Locations

Erie, CO • United States

One International Place, Boston, MA 02110-2600 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds, Distributor Inc Denver CO 08/2012 12/2018
Charles Schwab & Co., Inc. Erie CO 12/2018 Present
Charles Schwab Investment Advisory, Inc. Lone Tree CO 01/2020 12/2021
  • 08/2012 → 12/2018
    Oppenheimerfunds, Distributor Inc
    Denver, CO
  • 12/2018 → Present
    Charles Schwab & Co., Inc.
    Erie, CO
  • 01/2020 → 12/2021
    Charles Schwab Investment Advisory, Inc.
    Lone Tree, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-27
S63 Uniform Securities Agent State Law Examination 1997-08-29
  • S66 Uniform Combined State Law Examination
    2020-01-27
  • S63 Uniform Securities Agent State Law Examination
    1997-08-29
Other Names
  • Mike Chewning
  • Michael G Chewning
  • Michael Gregory Chewning
  • Michael Chewning

View on SEC IAPD

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