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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
396 North Route 17, Paramus, NJ 07652-2907 • United States
Ridgewood, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Secaucus | NJ | 12/2004 | 10/2018 |
| Advisors Capital Management, Llc | Ridgewood | NJ | 11/2018 | 12/2019 |
| Fidelity Investments | Paramus | NJ | 01/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-30 |
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