Best Investors Account Sign in
Inactive

Tammy A Goodman

Tammy Goodman Financial, LLC

Charlotte, NC

Claim This Profile
Current Employers
Tammy Goodman Financial, Llc

Charlotte, NC • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-04-16
NC RA APPROVED 2019-03-29
  • SC RA
    APPROVED
    Since 2023-04-16
  • NC RA
    APPROVED
    Since 2019-03-29

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M Holdings Securities, Inc. Portland OR 01/2013 05/2017
Barry, Evans, Josephs & Snipes Charlotte NC 08/2012 05/2017
Tammy Goodman Financial, Llc Charlotte NC 02/2019 Present
Premier, Inc. Charlotte NC 05/2017 04/2021
  • 01/2013 → 05/2017
    M Holdings Securities, Inc.
    Portland, OR
  • 08/2012 → 05/2017
    Barry, Evans, Josephs & Snipes
    Charlotte, NC
  • 02/2019 → Present
    Tammy Goodman Financial, Llc
    Charlotte, NC
  • 05/2017 → 04/2021
    Premier, Inc.
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-04
  • S63 Uniform Securities Agent State Law Examination
    2013-01-04
Designations
Other Names
  • Tammy A Goldsmith
  • Tammy A. Burns
  • Tammy A Burns

View on SEC IAPD

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor