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Cynthia M Polito

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Short Hills, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-01-11
NJ RA APPROVED 2003-02-05
  • TX RA
    APPROVED_RES
    Since 2007-01-11
  • NJ RA
    APPROVED
    Since 2003-02-05

Branch Locations

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 08/1991 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-26
S63 Uniform Securities Agent State Law Examination 1997-05-30
  • S65 Uniform Investment Adviser Law Examination
    1997-06-26
  • S63 Uniform Securities Agent State Law Examination
    1997-05-30
Other Names
  • Cindy Morgan
  • Cynthia L Morgan
  • Cynthia Lynn Morgan

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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