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Scott Richard Carpenter

Pro:ACt Capital Management

Heath, TX

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Current Employers
Pro:ACt Capital Management

Heath, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-09-26
  • TX RA
    APPROVED
    Since 2011-09-26

Branch Locations

Heath, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Proact Capital Management Heath TX 03/2002 Present
Willis Towers Watson New York NY 01/2017 10/2018
Paytient Dallas-Fort Worth TX 09/2021 10/2022
Pepelwerk, Llc Dallas TX 11/2019 09/2021
Hub International Chicago IL 10/2018 08/2019
The Esler Companies Smithfield RI 01/2024 09/2024
  • 03/2002 → Present
    Proact Capital Management
    Heath, TX
  • 01/2017 → 10/2018
    Willis Towers Watson
    New York, NY
  • 09/2021 → 10/2022
    Paytient
    Dallas-Fort Worth, TX
  • 11/2019 → 09/2021
    Pepelwerk, Llc
    Dallas, TX
  • 10/2018 → 08/2019
    Hub International
    Chicago, IL
  • 01/2024 → 09/2024
    The Esler Companies
    Smithfield, RI
Previous Registrations
  • 2003-02-20 → 2005-03-14
    Raymond James Financial Services, Inc.
    Pennington, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-01
S63 Uniform Securities Agent State Law Examination 1996-03-19
  • S65 Uniform Investment Adviser Law Examination
    2007-05-01
  • S63 Uniform Securities Agent State Law Examination
    1996-03-19
Other Names
  • Scott R Carpenter

View on SEC IAPD

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