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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Seneca | KS | 01/1996 | 07/2021 |
| Various Insurance Carriers | Seneca | KS | 03/1996 | 07/2021 |
| Troy V And/Or Rosette M Randel | Seneca | KS | 06/2009 | Present |
| Nemaha Central Ffa Alumni And Supporters | Seneca | KS | 02/2020 | Present |
| Lpl Financial, Llc | Seneca | KS | 07/2021 | Present |
1) 09/23/2021 - Non-Variable Insurance - Rosette M Randel - Investment Related - Seneca, KS 66538 - Start date: 09/20/2021 - 6Hrs/Mo 3Hrs/Mo During Trading 2) 12/30/2021 - Real Estate Rental - Troy V. and/or Rosette M. Randel - Investment Related - 2356 State Hwy 63 Seneca, KS 66538 - Start date: 06-2009 - 2Hrs/Mo 0Hrs/Mo During Trading 3) 02/30/2021 - Non-Profit Board Member - Nemaha Central FFA Alumni and Supporters - Investment Related - Seneca, KS 66538 - Start date: 02-20214 - 4 Hrs/Mo 0Hrs/Mo During Trading 4) 07/07/2025 - Randel Properties LLC - Real Estate Rental - Inv Rel - Seneca, KS - Start date: 07/01/2025 - 10 Hrs/Mo 0Hrs/ 2 Mo During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-03-12 |
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