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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-27 |
| TX | RA | APPROVED | 2023-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Connecticut Mutual Life Insurance Co. | Sacramento | CA | 10/1995 | 06/2023 |
| Securities America Inc | Folsom | CA | 01/2016 | 06/2023 |
| Securities America Advisors Inc | Folsom | CA | 01/2016 | 06/2023 |
| Lpl Financial | Folsom | CA | 06/2023 | Present |
1- 06/2023 / Miner Financial & Insurance / DBA for LPL Business (entity for LPL business) / INVEST REL / 128 PER MNTH/ 6 HRS TRADING/START DATE 1/1/2000 2- 03/26/2024 - Miner Financial & Insurance - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-02-22 |
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