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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-10-15
TX RA APPROVED_RES 2009-08-10
MD RA APPROVED 1996-04-25
  • GA RA
    APPROVED
    Since 2025-10-15
  • TX RA
    APPROVED_RES
    Since 2009-08-10
  • MD RA
    APPROVED
    Since 1996-04-25

Branch Locations

7840 Roswell Rd Ste 405, Atlanta, GA 30350 • United States

8825 Stanford Blvd Ste 200, Columbia, MD 21045 • United States

Arnold, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Linthicum MD 01/1996 03/2020
Ameriprise Financial Services, Llc Columbia MD 03/2020 Present
Other Businesses

Business Ownership; Richard's Raw Honey; Owner; Beekeeping; 1241 Harbor Glen Court, , Arnold, MD, 21012; Not Investment-Related; 02/01/2018; 10 to 19 hours per month; 0 during trading hours / Plant & Solomon, LLC; Co-owner; Plant & Solomon, LLC - Pass Through for expenses associated with our Formal Team Practice. Please note we sublease a portion of our office to another Ameriprise franchisee and provide periodic conference room rental to other Ameriprise advisors as part of our master lease.; 8825 Stanford Blvd , Suite 200, Columbia, MD, 21045; Not Investment-Related; 01/01/2017; 20 to 39 hours per month; 20 to 39 during trading hours / DSOLO LLC; Co-owner; Manage Ameriprise Business; Stanford BLVD, Suite 200, Columbia, MD, 21045; Investment-Related; 07/16/2025; 1 to 9 hours per month; 1 to 9 during trading hours / RMPJR LLC; Owner; Manage Ameriprise Business; 8825 Stanford BLVD, Suite 200, Columbia, MD, 21045; Investment-Related; 07/17/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-02-17
S65 Uniform Investment Adviser Law Examination 1996-04-02
  • S63 Uniform Securities Agent State Law Examination
    2010-02-17
  • S65 Uniform Investment Adviser Law Examination
    1996-04-02
Other Names
  • Richard Plant

View on SEC IAPD

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