Barry P Toole

Current Employers

Employment History

• 10/2013 → 09/2016
  J.W. Cole Financial
  Tampa, FL
• 03/2016 → 03/2017
  Capfinancial Securities, Llc
  Raleigh, NC
• 03/2017 → Present
  Pfg Securities Llc
  Santa Barbara, CA
• 08/2024 → Present
  World Investments, Inc
  Lincroft, NJ
• 03/2016 → Present
  Pensionmark Financial Group, Llc
  Santa Barbara, CA

Previous Registrations

• 2014-01-07 → 2016-03-14
  J. W. Cole Advisors, Inc.
  Tampa, FL
• 2011-03-09 → 2012-12-11
  Independent Financial Partners
  Tampa, FL
• 2008-05-20 → 2010-12-13
  Lpl Financial Llc
  Boston, MA
  Tampa, FL
• 2006-09-06 → 2007-11-16
  Invest Financial Corporation
  Appleton, WI
• 2006-01-09 → 2006-08-29
  Signal Securities, Inc.
  Fort Worth, TX
  Fort Worth, TX
  Austin, TX
• 2005-12-07 → 2006-01-03
  Invest Financial Corporation
  Tampa, FL
  Appleton, WI

Other Businesses

1. Happy Hooker Brands; Non-Investment Related; Tarpon Springs, FL; Happy Hooker Brands, LLC is a novelty gift company that specializes in custom-printed T-shirts, coozies, tackle, and barware that will be sold in local gifshops. I will not raise outside money for this endeavor and will personally fund the activities of the company. No clients of the firm are involved; Managing member; 10 hours per month; 0 hours during trading hours; I will manage the day-to-day affairs of running the business to include: marketing, sales, product procurement, distribution, accounting, and other general matters related to ongoing operations.

Exams

• S66 Uniform Combined State Law Examination
  2005-12-05
• S65 Uniform Investment Adviser Law Examination
  2001-11-23
• S63 Uniform Securities Agent State Law Examination
  1998-11-04