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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
| FL | RA | APPROVED | 2022-01-12 |
| MA | RA | APPROVED | 2001-03-07 |
Branch Locations
1 Van De Graaff Drive Suite 500, Burlington, MA 01803 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2001 | Present |
| Axial Financial Group | Burlington | MA | 11/2014 | Present |
1. FIXED INSURANCE SALES; AS OF 5/17/2011; 1% OF TIME SPENT DURING BUSINESS HOURS; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 2. WILLIAM J. CASAGRANDE, LLC. SOLE OWNER OF PRIVATE ENTITY CREATED FOR OPERATING SECURITIES AND FIXED INSURANCE BUSINESS. INVESTMENT RELATED, AT BRANCH LOCATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-10 |
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