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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-27
TX RA APPROVED 2025-02-27
  • NY RA
    APPROVED
    Since 2025-02-27
  • TX RA
    APPROVED
    Since 2025-02-27

Branch Locations

510 Broadhollow Rd. Ste 209, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Melville NY 12/1996 02/2025
Wells Fargo Advisors Financial Network, Llc Melville NY 02/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-19
S63 Uniform Securities Agent State Law Examination 1997-06-27
  • S65 Uniform Investment Adviser Law Examination
    1998-03-19
  • S63 Uniform Securities Agent State Law Examination
    1997-06-27

View on SEC IAPD

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