Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-05-05 |
| CA | RA | APPROVED | 2017-08-31 |
| TX | RA | APPROVED | 2017-08-30 |
Branch Locations
1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States
Danville, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lafayette | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lafayette | CA | 11/2016 | 08/2017 |
| Rbc Capital Markets, Llc | Walnut Creek | CA | 08/2017 | Present |
| City National Bank | Walnut Creek | CA | 12/2017 | Present |
TRUSTEE FOR COUSIN; INVESTMENT RELATED; BELLEVUE WA; TRUSTEE; START DATE 03/14/2011; 1 HOUR PER MONTH/ 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-11 |
Reach out to this advisor