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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Danvers | MA | 03/2008 | 04/2018 |
| Raymond James & Associates | Boston | MA | 04/2018 | 07/2020 |
| Stifel Nicolaus & Co Inc | Boston | MA | 12/2021 | Present |
| Rockland Federal Credit Union | Rockland | MA | 02/2021 | 03/2021 |
| State Of Massachusetts Department Of Unemployment Assistance | Boston | MA | 04/2021 | 11/2021 |
| Unemployed | Marshfield | MA | 08/2020 | 01/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-13 |
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