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Mark S Wolkstein

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-02
CA RA APPROVED 2019-03-22
  • TX RA
    APPROVED
    Since 2020-03-02
  • CA RA
    APPROVED
    Since 2019-03-22

Branch Locations

10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eng Llc New York NY 08/2009 12/2017
Morgan Stanley Los Angeles CA 01/2019 Present
Colony Capital, Inc. Los Angeles CA 12/2017 04/2018
Unemployed Na CA 05/2018 12/2018
Morgan Stanley Private Bank, N.A. New York NY 03/2019 Present
  • 08/2009 → 12/2017
    Eng Llc
    New York, NY
  • 01/2019 → Present
    Morgan Stanley
    Los Angeles, CA
  • 12/2017 → 04/2018
    Colony Capital, Inc.
    Los Angeles, CA
  • 05/2018 → 12/2018
    Unemployed
    Na, CA
  • 03/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-22
S63 Uniform Securities Agent State Law Examination 1998-05-05
  • S66 Uniform Combined State Law Examination
    2019-03-22
  • S63 Uniform Securities Agent State Law Examination
    1998-05-05
Other Names
  • Mark Steven Wolkstein
  • Mark Wolkstein

View on SEC IAPD

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NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

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DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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