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Inactive

Leann G Mitchell

Alpha Omega Wealth Management, LLC

Richmond, VA

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Current Employers
Alpha Omega Wealth Management, Llc

7202 Glen Forest Drive Suite 300, Richmond, VA 23226 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2009-05-22
  • VA RA
    APPROVED
    Since 2009-05-22

Branch Locations

7202 Glen Forest Drive Suite 300, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpha Omega Wealth Management Llc Richmond VA 05/2009 Present
Previous Registrations
  • 2005-06-30 → 2009-05-29
    Truist Investment Services, Inc.
    Richmond, VA
    Richmond, VA
  • 2004-05-03 → 2005-06-30
    Truist Securities, Inc.
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-01
S63 Uniform Securities Agent State Law Examination 1996-07-17
  • S65 Uniform Investment Adviser Law Examination
    2004-05-01
  • S63 Uniform Securities Agent State Law Examination
    1996-07-17
Other Names
  • Leann Gail Mitchell
  • Leann Gail Mcinnis
  • Leann Graf

View on SEC IAPD

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GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
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CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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