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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-09-08 |
| TX | RA | APPROVED_RES | 2009-09-08 |
Branch Locations
11965 Venice Blvd Suite 400, Los Angeles, CA 90066 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Los Angeles | CA | 09/2009 | Present |
1.01/18/2011; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Full Spectrum Wealth; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.02/15/2017; JSMI Consulting Services; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 01/01/2005; 1hrs/mth; 0hrs during trading 3.08/31/2026; Cavalier Associates; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/24/2026; 0hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-09 |
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