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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2021-03-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fresno | CA | 12/2012 | Present |
1. 12/10/2012: NO BUSINESS NAME - INV REL - Dinuba, CA - REAL ESTATE RENTAL - NO TIME SPENT - OWNER. THIS IS A RESIDENTIAL HOME I OWN AND RENT OUT. 2. 12/10/2012: NO BUSINESS NAME - INV REL - Selma, CA - REAL ESTATE RENTAL - NO TIME SPENT - OWNER, THIS IS A RESIDENTIAL HOME I OWN AND RENT OUT. 3. 7/9/2013: BRIGHTON INVESTMENT ADVISORS - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 4. 05/29/2019 - Kingsburg Insurance Agency Investment Services - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:07/01/2019 - 15 hrs/mo - 10 hrs during trading. 5. 8/9/2021 - Brighton Insurance Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/01/2016 - 10 Hours Per Month During Securities Trading - Offering/selling health insurance as well as property & casualty insurance to individuals and business entities. 6. 12/19/2022 - Brighton Investment Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/14/2022 - 160 Hours Per Month/160 Hours During Securities Trading 7. 1/31/2023 - Brighton SVP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/18/2023 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-04 |
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