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Arlie Afton Rogers

LPl Financial LLC

Fresno, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2021-03-22
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2021-03-22

Branch Locations

2600 Ventura St, Fresno, CA 93721 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fresno CA 12/2012 Present
Previous Registrations
  • 2010-06-07 → 2012-12-12
    Kingsburg, CA
    St Louis, MO
Other Businesses

1. 12/10/2012: NO BUSINESS NAME - INV REL - Dinuba, CA - REAL ESTATE RENTAL - NO TIME SPENT - OWNER. THIS IS A RESIDENTIAL HOME I OWN AND RENT OUT. 2. 12/10/2012: NO BUSINESS NAME - INV REL - Selma, CA - REAL ESTATE RENTAL - NO TIME SPENT - OWNER, THIS IS A RESIDENTIAL HOME I OWN AND RENT OUT. 3. 7/9/2013: BRIGHTON INVESTMENT ADVISORS - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 4. 05/29/2019 - Kingsburg Insurance Agency Investment Services - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:07/01/2019 - 15 hrs/mo - 10 hrs during trading. 5. 8/9/2021 - Brighton Insurance Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/01/2016 - 10 Hours Per Month During Securities Trading - Offering/selling health insurance as well as property & casualty insurance to individuals and business entities. 6. 12/19/2022 - Brighton Investment Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/14/2022 - 160 Hours Per Month/160 Hours During Securities Trading 7. 1/31/2023 - Brighton SVP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/18/2023 - 160 Hours Per Month/160 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-04
  • S66 Uniform Combined State Law Examination
    2010-06-04
Other Names
  • Arlie Afton Rogers

View on SEC IAPD

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