Rob Thomas Kuehn

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-16
WI	RA	APPROVED	2008-10-02

TX RA
APPROVED_RES

Since 2017-03-16
WI RA
APPROVED

Since 2008-10-02

Branch Locations

833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States

Glendale, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Milwaukee	WI	10/2008	Present

10/2008 → Present

Rbc Capital Markets Corporation

Milwaukee, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-27
S63	Uniform Securities Agent State Law Examination	1999-04-09

S66 Uniform Combined State Law Examination

2017-04-27
S63 Uniform Securities Agent State Law Examination

1999-04-09

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews