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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-09-06 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
299 Park Ave 26Th Floor, New York, NY 10171 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cliff Cow Films/Dream 7 Entertainment | Los Angeles | CA | 02/2005 | 07/2017 |
| Ubs Financial Services Inc. | Los Angeles | CA | 07/2017 | Present |
Since I was a screenwriter/director before joining UBS, I have various projects for which I still earn residuals/income. I also have existent work that is actively shopped by an agent that may earn me income in the future.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-27 |
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