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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | La Vista | NE | 10/2010 | 09/2019 |
| Securities America Advisors | La Vista | NE | 10/2010 | 09/2019 |
| U.S. Bancorp Investments, Inc. | Mankato | MN | 01/2020 | 02/2026 |
| Unemployed | Mankato | MN | 09/2019 | 01/2020 |
| U.S. Bancorp Advisors, Llc | Mankato | MN | 02/2026 | Present |
1) Collectable Sales; Not Investment-related; Mankato, MN; 03/24/2026; Sole Proprietorship; Owner; 6 hours/month; 0 hours/trading; Selling of personal collectables through online markets and potential in person opportunities at collectable shows.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-31 |
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