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Christopher Warren Wessels

Cambridge Investment Research Advisors, Inc.

Clear Lake, IA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-10-20
  • IA RA
    APPROVED
    Since 2018-10-20

Branch Locations

Clear Lake, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vsr Financial Services, Inc. Overland Park KS 02/2000 09/2016
Summit Brokerage Services, Inc. Mason City IA 09/2016 Present
Cambridge Investment Research, Inc. Mason City IA 10/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 Present
  • 02/2000 → 09/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 09/2016 → Present
    Summit Brokerage Services, Inc.
    Mason City, IA
  • 10/2018 → Present
    Cambridge Investment Research, Inc.
    Mason City, IA
  • 10/2018 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
Previous Registrations
  • 2018-01-02 → 2018-10-20
    Investment Advisors Corp
    Mason City, IA
    West Des Moines, IA
  • 2016-09-07 → 2018-01-05
    Summit Financial Group Inc
    Mason City, IA
  • 2016-08-24 → 2016-09-01
    Vsr Financial Services, Inc.
    Mason City, IA
    Dripping Springs, TX
    Mason City, IA
    Overland Park, KS
    Overland Park, KS
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-22
S63 Uniform Securities Agent State Law Examination 1996-02-27
  • S65 Uniform Investment Adviser Law Examination
    2016-08-22
  • S63 Uniform Securities Agent State Law Examination
    1996-02-27
Other Names
  • Chris Wessels
  • Christopher W Wessels

View on SEC IAPD

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