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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-06 |
Branch Locations
5700 Granite Pkwy Suite 360, Plano, TX 75024 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girard Securities, Inc. | San Diego | CA | 05/2012 | 11/2017 |
| United Capital Financial Advisors, Llc | Irving | TX | 05/2012 | 08/2020 |
| Cetera Advisor Networks Llc | El Segundo | CA | 11/2017 | 08/2020 |
| Ameriprise Financial Services, Llc | Lewisville | TX | 08/2020 | 05/2024 |
| Simplicity Wealth | North Richland Hills | TX | 08/2024 | 08/2025 |
| Allstate Financial Services, Llc | Lincoln | NE | 07/2025 | 12/2025 |
| Allstate Insurance Co | Northbrook | IL | 07/2025 | 12/2025 |
| Allstate Financial | North Richland Hills | TX | 08/2025 | 12/2025 |
| Lpl Enterprise Llc | Plano | TX | 05/2026 | Present |
| Compass Financial Management Llc | Tampa | FL | 12/2025 | 04/2026 |
1. 4/27/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - North Richland Hills TX - OBA Start date: 04/21/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 4/27/2026 - DAVID KING KING, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - North Richland Hills TX - OBA Start date: 04/21/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-08 |
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