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David E Guyette

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Monica, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-05-02
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2008-05-02
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

100 Wilshire Blvd, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Monica CA 06/1997 Present
Bank Of America, N.A. Santa Monica CA 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-09
S63 Uniform Securities Agent State Law Examination 1996-03-21
  • S65 Uniform Investment Adviser Law Examination
    1997-09-09
  • S63 Uniform Securities Agent State Law Examination
    1996-03-21
Other Names
  • David Eugene Guyette

View on SEC IAPD

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