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Darren Michael Monroe

Osaic Wealth, Inc.

Phoenix, AZ

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • AZ RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midfirst Bank Glendale AZ 09/2014 Present
Securities America Inc Phoenix AZ 06/2016 06/2024
Securities America Advisors Phoenix AZ 06/2016 06/2024
Osaic Wealth, Inc. Phoenix AZ 06/2024 Present
Osaic Wealth, Inc. Phoenix AZ 06/2024 Present
  • 09/2014 → Present
    Midfirst Bank
    Glendale, AZ
  • 06/2016 → 06/2024
    Securities America Inc
    Phoenix, AZ
  • 06/2016 → 06/2024
    Securities America Advisors
    Phoenix, AZ
  • 06/2024 → Present
    Phoenix, AZ
  • 06/2024 → Present
    Phoenix, AZ
Previous Registrations
  • 2016-06-29 → 2024-06-14
    Securities America Advisors, Inc.
    Phoenix, AZ
  • 2014-09-29 → 2016-06-28
    Phoenix, AZ
  • 2011-11-08 → 2014-09-17
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
  • 2011-04-07 → 2011-11-07
    Chase Investment Services Corp.
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
Other Businesses

DARREN LIFE POSITION: Owner NATURE: Life Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/30/2016 ADDRESS: 19018 N. 4th St, Phoenix AZ 85024 DESCRIPTION: Life insurance sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-25
S63 Uniform Securities Agent State Law Examination 1998-03-23
  • S66 Uniform Combined State Law Examination
    2011-03-25
  • S63 Uniform Securities Agent State Law Examination
    1998-03-23
Other Names
  • Darren Monroe

View on SEC IAPD

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