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Lawrence Joseph Cherney

LPl Financial LLC

Lewes, DE

Hamilton, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-16
NJ RA APPROVED 2016-05-23
  • TX RA
    APPROVED_RES
    Since 2019-01-16
  • NJ RA
    APPROVED
    Since 2016-05-23

Branch Locations

Lewes, DE • United States

100 Horizon Center Blvd 1St Fl, Hamilton, NJ 08691-1903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Hamilton NJ 05/2016 Present
Previous Registrations
  • 2007-10-26 → 2016-06-10
    Princeton, NJ
    Wall, NJ
  • 2007-04-02 → 2007-10-29
    Morgan Stanley & Co. Llc
    Lawrenceville, NJ
  • 2002-07-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lawrenceville, NJ
    Lawrencevill, NJ
Other Businesses

1. 2/26/2020 - BMC Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/25/2020 - 40 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-03
S63 Uniform Securities Agent State Law Examination 1996-01-22
  • S65 Uniform Investment Adviser Law Examination
    2002-07-03
  • S63 Uniform Securities Agent State Law Examination
    1996-01-22

View on SEC IAPD

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