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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-02-01 |
| LA | RA | APPROVED | 2016-03-16 |
| TX | RA | APPROVED | 2016-03-16 |
| OH | RA | APPROVED | 2010-08-13 |
Branch Locations
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Beachwood | OH | 02/2009 | Present |
| Stratos Wealth Partners, Ltd | Beachwood | OH | 08/2010 | Present |
1. 01/21/2009 - NON-VARIABLE INSURANCE - INV REL - INDEPENDENT INSURANCE AGENCY SELLING FIXED PRODUCTS INCLUDING HEALTH, LIFE, DISABILITY, DENTAL, LTC, TERM, AND UNIVERSAL INSURANCE AND FIXED ANNUITIES. - 10% TIME SPENT 2. 01/21/2009 - STRATOS WEALTH PARTNERS - INV REL -A T REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 3. 02/02/2009 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4. 03/23/2015 - PATRICIA C THORNE TRUST DTD - INV REL - 7493 WOODBSPRING LANE, HUDSON, OH 44236 - ACT IN A FIDUCIARY CAPACITY - START 07-13-98 - CO-TRUSTEE WITH BROTHER FOR MOTHER'S TRUST 5. 08/21/2015 - COMPREHENSIVE CONSULTING GROUP - INV REL - 3750 PARK EAST DR, BEACHWOOD OHIO 44122 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 07/01/2006 - 4 HOURS PER MONTH, 0 DURING TRADING - ASSIGNMENT OF INCOME FROM ADVISORY ACTIVITIES 6. 08/30/2016 - No Business Name - Notary - NOT INV REL - 3750 Park East Dr, Beachwood OH 44122 - Start 03/12/2013 - 1 Hr/Mo Not During Securities Trading - Notary Public. 7. 7/31/2017 - CYMRU IRE Real Properties, LLC - Investment Related - Home Based & Beaver Creek, CO - Real Estate Rental - Start 08/01/2017 - 2 Hours Per Month/1 Hour During Securities Trading. 8. 4/11/2018 - WEALTH ADVOCATE GROUP - DBA: WEALTH ADVOCATE GROUP LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2018 - 160 Hours Per Month/6 Hours During Securities Trading. 9. 5/29/2018 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/01/2018 - 100 Hours Per Month/5 Hours During Securities Trading. 10. 7/9/2018 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 07/2010 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd, an independent investment advisor firm. I started this business activity in 07/2010. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 12/12/2018 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 12. 1/13/2021 - Wealth Advocate Partners LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/06/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 13. 3/31/2021 - Wealth Advocate Partners, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 02/22/2021 - 4 Hours Per Month/3 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-22 |
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