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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-02-01
LA RA APPROVED 2016-03-16
TX RA APPROVED 2016-03-16
OH RA APPROVED 2010-08-13
  • CO RA
    APPROVED
    Since 2022-02-01
  • LA RA
    APPROVED
    Since 2016-03-16
  • TX RA
    APPROVED
    Since 2016-03-16
  • OH RA
    APPROVED
    Since 2010-08-13

Branch Locations

Boulder, CO • United States

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Beachwood OH 02/2009 Present
Stratos Wealth Partners, Ltd Beachwood OH 08/2010 Present
Previous Registrations
  • 2000-01-01 → 2009-02-04
    Osaic Fa, Inc.
    Solon, OH
    Orange Village, OH
    Solon, OH
Other Businesses

1. 01/21/2009 - NON-VARIABLE INSURANCE - INV REL - INDEPENDENT INSURANCE AGENCY SELLING FIXED PRODUCTS INCLUDING HEALTH, LIFE, DISABILITY, DENTAL, LTC, TERM, AND UNIVERSAL INSURANCE AND FIXED ANNUITIES. - 10% TIME SPENT 2. 01/21/2009 - STRATOS WEALTH PARTNERS - INV REL -A T REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 3. 02/02/2009 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4. 03/23/2015 - PATRICIA C THORNE TRUST DTD - INV REL - 7493 WOODBSPRING LANE, HUDSON, OH 44236 - ACT IN A FIDUCIARY CAPACITY - START 07-13-98 - CO-TRUSTEE WITH BROTHER FOR MOTHER'S TRUST 5. 08/21/2015 - COMPREHENSIVE CONSULTING GROUP - INV REL - 3750 PARK EAST DR, BEACHWOOD OHIO 44122 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 07/01/2006 - 4 HOURS PER MONTH, 0 DURING TRADING - ASSIGNMENT OF INCOME FROM ADVISORY ACTIVITIES 6. 08/30/2016 - No Business Name - Notary - NOT INV REL - 3750 Park East Dr, Beachwood OH 44122 - Start 03/12/2013 - 1 Hr/Mo Not During Securities Trading - Notary Public. 7. 7/31/2017 - CYMRU IRE Real Properties, LLC - Investment Related - Home Based & Beaver Creek, CO - Real Estate Rental - Start 08/01/2017 - 2 Hours Per Month/1 Hour During Securities Trading. 8. 4/11/2018 - WEALTH ADVOCATE GROUP - DBA: WEALTH ADVOCATE GROUP LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2018 - 160 Hours Per Month/6 Hours During Securities Trading. 9. 5/29/2018 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/01/2018 - 100 Hours Per Month/5 Hours During Securities Trading. 10. 7/9/2018 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 07/2010 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd, an independent investment advisor firm. I started this business activity in 07/2010. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 12/12/2018 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 12. 1/13/2021 - Wealth Advocate Partners LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/06/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 13. 3/31/2021 - Wealth Advocate Partners, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 02/22/2021 - 4 Hours Per Month/3 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-22
  • S63 Uniform Securities Agent State Law Examination
    1998-05-22
Designations

View on SEC IAPD

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