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Current Employers
Kingsview Wealth Management, Llc

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-07
WA RA APPROVED 2019-12-07
  • TX RA
    APPROVED
    Since 2019-12-07
  • WA RA
    APPROVED
    Since 2019-12-07

Branch Locations

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

4727 44Th Ave Sw Suite 205, Seattle, WA 98116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seattle WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 12/2019
Kingsview Wealth Management Llc Seattle WA 12/2019 Present
Kingsview Partners Llc Grants Pass OR 12/2019 Present
Previous Registrations
  • 2012-10-29 → 2019-12-11
    Auburn, WA
    Federal Way, WA
    Kent, WA
    Renton, WA
    Seattle, WA
    Burien, WA
    Des Moines, WA
    Des Moines, WA
    Seattle, WA
    Charlotte, NC
    Seattle, WA
    Federal Way, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Tukwila, WA
Other Businesses

1. OBA Name: WASHINGTON PHYSICIANS HEALTH PROGRAM ? Investment-related: YES ? OBA Address: 4727 44TH AVE SW, SUITE 205, SEATTLE, WA 98116 ? OBA Nature: MEDICAL-FOCUSED NON-PROFIT ? OBA Position: WEALTH ADVISOR ? OBA Title or Relationship: WEALTH ADVISOR ? OBA Start Date: 10/01/2024 ? Approximate OBA hours/month: 4 ? Approximate OBA hours/month during business hours: 4 ? OBA Duties: PRO-BONO FINANCIAL PLANNING WORK FOR A LOCAL NON-PROFIT ORGANIZATION, WASHINGTON PHYSICIANS HEALTH PROGRAM (WPHP). WPHP WORKS WITH INDIVIDUALS IN THE MEDICAL PROFESSION THAT ARE HAVING PROFESSIONAL AND PERSONAL ISSUES. COREY OWEN AND I HAVE BEEN ASKED TO PROVIDE A PRO-BONO ONE-TIME FINANCIAL PLAN FOR WPHP PARTICIPANTS. POTENTIALLY A WPHP PARTICIPANT COULD DECIDE TO HIRE COREY OR MYSELF FOR LONGER TERM FEE FOR ADVISING RELATIONSHIP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-26
S63 Uniform Securities Agent State Law Examination 1996-03-25
  • S66 Uniform Combined State Law Examination
    2012-10-26
  • S63 Uniform Securities Agent State Law Examination
    1996-03-25
Other Names
  • David Howard Hooper
  • David Howard Hooper

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