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Chicago, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-12 |
| IL | RA | APPROVED | 2021-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peak6 Investments | Chicago | IL | 09/2019 | 12/2019 |
| Jugl Llc | Chicago | IL | 01/2017 | 07/2020 |
| Authentic Capital Llc Dba Fearless Financial Pllanning | Chicago | IL | 07/2020 | Present |
| Unemployed | Chicago | IL | 07/2016 | 12/2016 |
Amy Rosenow is involved with various family and community commitments, some of which involve investment advice. We do not think they present any material conflict of interest, but wish to be as transparent as possible: 1) Manager of RUOK Management, LLC (family investment partnership; uncompensated) 2) President of Kaplan Rosenow Family Foundation (private family foundation; uncompensated) 3) Investment Committee at Temple Sholom of Chicago (uncompensated) 4) CFO, Josephine Collective LLC, angel investing cooperative (uncompensated) In addition, Ms. Rosenow has been providing strategic advisory and outsourced Chief Operating Officer services to growing start-ups and small businesses. While she is no longer accepting new clients, she is completing work with a small number of existing clients. On average, Ms. Rosenow devotes fewer than ten hours per month to the activities listed above.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-01-23 |
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