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Thomas William Gower

Ubs Financial Services Inc.

Kennebunkport, ME

Bangor, ME

Weehawken, NJ

Bangor, ME

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2002-12-02
ME RA APPROVED 2002-08-19
  • TX RA
    APPROVED_RES
    Since 2002-12-02
  • ME RA
    APPROVED
    Since 2002-08-19

Branch Locations

Kennebunkport, ME • United States

1 Merchant'S Plaza, Bangor, ME 04401 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

One Merchants Plaza Third Floor, Bangor, ME 04401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Bangor ME 06/2002 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-02-28
S65 Uniform Investment Adviser Law Examination 1996-02-28
  • S63 Uniform Securities Agent State Law Examination
    1996-02-28
  • S65 Uniform Investment Adviser Law Examination
    1996-02-28

View on SEC IAPD

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