Mark David Wolpert

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-05-26
MN	RA	APPROVED	2017-03-25

TX RA
APPROVED_RES

Since 2017-05-26
MN RA
APPROVED

Since 2017-03-25

Branch Locations

2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Bloomington	MN	07/1995	03/2017
Mml Investors Services, Llc	Plymouth	MN	03/2017	Present
Mass Mutual Life Insurance Company	Plymouth	MN	07/2016	Present

07/1995 → 03/2017

Metlife Securities Inc.

Bloomington, MN
03/2017 → Present

Mml Investors Services, Llc

Plymouth, MN
07/2016 → Present

Mass Mutual Life Insurance Company

Plymouth, MN

Previous Registrations

2014-02-04 → 2017-03-25

Msi Financial Services, Inc.

Minnetonka, MN

Bloomington, MN

Other Businesses

Name: W Financial Group Inv rel: Y Add: 2 Carlson Parkway N, Suite 320, Plymouth, MN 55447 Nature: Owner of legal entity for business purposes Position: Owner Start date: 03/10/2025 No. HR/MO: 2 No. HR/MO during sec trading: 0

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-01-12

S63 Uniform Securities Agent State Law Examination

1996-01-12

View on SEC IAPD