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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-06-11
  • NJ RA
    APPROVED
    Since 2025-06-11

Branch Locations

403 Towne Center Drive 2Nd Floor, Hillsborough, NJ 08844-4698 • United States

Belle Meade, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Bedminster NJ 10/2012 12/2017
Ameriprise Financial Services Inc Basking Ridge NJ 02/2018 03/2020
Ameriprise Financial Services, Llc Hillsborough NJ 03/2020 05/2025
Ameriprise Financial Services Llc Hillsborough NJ 06/2025 Present
Previous Registrations
  • 2025-05-15 → 2025-06-10
    Lebanon, NJ
    New Orleans, LA
  • 2018-02-16 → 2025-05-20
    Hillsborough, NJ
    Lebanon, NJ
  • 2012-10-01 → 2018-01-05
    Bedminster, NJ
    Livingston,, NJ
    Bedminster, NJ
    Branchburg, NJ
  • 2009-12-18 → 2012-10-01
    Chase Investment Services Corp.
    Bedminster, NJ
    Middletown, NJ
    Branchburg, NJ
    Livingston,, NJ
    Morristown, NJ
    Branchburg, NJ
    Chatham, NJ
    Bedminster, NJ
    Livingston,, NJ
    Watchung, NJ
    Bedminster, NJ
  • 2004-03-08 → 2009-12-14
    Florham Park, NJ
    Parsippany, NJ
Other Businesses

Real Estate Ownership; Single Family; 48 Whitney Farm Place, Morristown, NJ 07960, ,; Investment-Related; 08/15/2018 / Single Family; 300 Old York Road, Flemington, NJ 08822, ,; Investment-Related; 08/01/2018. Business Ownership; LCH LLC; I'm a 100% owner.; ; 233 Mount Airy Road, Suite 100 Basking Ridge, NJ 07920, ,; Not Investment-Related; 02/08/2018; 1 to 9 hours per month; 1 to 9 during trading hours / LCH Realty, LLC; own and manage rental properties; owns and manages rental properties; 300 Old York Road, , Flemington, NJ, 08822; Not Investment-Related; 01/26/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Rental Property; rent out my existing primary residence; 48 Whitney farm place, Morristown, nj, ,; Investment-Related; 08/15/2018; 1 to 9 hours per month; 1 to 9 during trading hours / rental income from 300 old york road, flemington, nj; rental income from investment property; 300 old York Road, Flemington, NJ 08822, ,; Not Investment-Related; 08/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-05
  • S66 Uniform Combined State Law Examination
    2004-03-05
Designations

View on SEC IAPD

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