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Current Employers
Manhattan West Asset Management, Llc

1999 Avenue Of The Stars Suite 2500, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
CT RA APPROVED 2024-01-19
NY RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19
  • CT RA
    APPROVED
    Since 2024-01-19
  • NY RA
    APPROVED
    Since 2024-01-19

Branch Locations

Southport, CT • United States

1999 Avenue Of The Stars Suite 2500, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Greenwich CT 12/2007 07/2018
Brenton Point Wealth Advisors Westport CT 07/2018 04/2021
Twenty Four Wealth Darien CT 06/2021 11/2023
Manhattan West Asset Management Los Angeles CA 11/2023 Present
Finalis Securities Llc New York NY 10/2025 Present
  • 12/2007 → 07/2018
    Fidelity Investments
    Greenwich, CT
  • 07/2018 → 04/2021
    Brenton Point Wealth Advisors
    Westport, CT
  • 06/2021 → 11/2023
    Twenty Four Wealth
    Darien, CT
  • 11/2023 → Present
    Manhattan West Asset Management
    Los Angeles, CA
  • 10/2025 → Present
    Finalis Securities Llc
    New York, NY
Previous Registrations
  • 2021-06-08 → 2023-11-15
    New York, NY
    Darien, CT
  • 2018-11-01 → 2021-04-08
    Brenton Point Wealth Advisors Llc
    New York, NY
  • 2018-07-13 → 2018-08-16
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2004-06-08 → 2018-07-13
    Greenwich, CT
    Santa Barbara, CA
  • 1997-07-08 → 2004-05-18
    A. G. Edwards & Sons, Inc.
    Santa Barbara, CA
Other Businesses

1) Manhattan West Asset Management; Yes; 1999 Avenue of the Stars, Suite 2500, Los Angeles, CA,90067; Registered Investment Advisor and Investment Banking Services; Managing Director and Financial Advisor; 11/20/2023; 170;160; Financial Advisor, Certified Financial Planner, Client Relationship Managing Director 2) Estate Planning Council of Lower Fairfield County; No; 175 South End, Road #A2, East Haven, Connecticut, 06512-4555; Educational/Networking; Board Member/Treasurer/Estate Planning Council of Lower Fairfield County; 07/01/2024; 2; Pay invoices and provide banking statements

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-05
S63 Uniform Securities Agent State Law Examination 1996-01-19
  • S66 Uniform Combined State Law Examination
    2007-03-05
  • S63 Uniform Securities Agent State Law Examination
    1996-01-19
Designations
Other Names
  • Laurence Charles Rollins
  • Larry Rollins

View on SEC IAPD

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