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1999 Avenue Of The Stars Suite 2500, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
| CT | RA | APPROVED | 2024-01-19 |
| NY | RA | APPROVED | 2024-01-19 |
Branch Locations
1999 Avenue Of The Stars Suite 2500, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Greenwich | CT | 12/2007 | 07/2018 |
| Brenton Point Wealth Advisors | Westport | CT | 07/2018 | 04/2021 |
| Twenty Four Wealth | Darien | CT | 06/2021 | 11/2023 |
| Manhattan West Asset Management | Los Angeles | CA | 11/2023 | Present |
| Finalis Securities Llc | New York | NY | 10/2025 | Present |
1) Manhattan West Asset Management; Yes; 1999 Avenue of the Stars, Suite 2500, Los Angeles, CA,90067; Registered Investment Advisor and Investment Banking Services; Managing Director and Financial Advisor; 11/20/2023; 170;160; Financial Advisor, Certified Financial Planner, Client Relationship Managing Director 2) Estate Planning Council of Lower Fairfield County; No; 175 South End, Road #A2, East Haven, Connecticut, 06512-4555; Educational/Networking; Board Member/Treasurer/Estate Planning Council of Lower Fairfield County; 07/01/2024; 2; Pay invoices and provide banking statements
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-19 |
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