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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-04
TX RA APPROVED_RES 2021-08-04
  • CA RA
    APPROVED
    Since 2021-08-04
  • TX RA
    APPROVED_RES
    Since 2021-08-04

Branch Locations

Marina Del Rey, CA • United States

Citi Wealth Management, Sales 300 South Grand Avenue, Fl 31, Los Angeles, CA 90071 • United States

Cwm Retail, Sales 9401 Wilshire Blvd., Beverly Hills, CA 90212 • United States

Marina Del Rey, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc El Segundo CA 06/2014 08/2021
Citigroup Beverly Hills CA 08/2021 Present
  • 06/2014 → 08/2021
    Wells Fargo Advisors, Llc
    El Segundo, CA
  • 08/2021 → Present
    Citigroup
    Beverly Hills, CA
Previous Registrations
  • 2014-10-13 → 2021-08-09
    El Segundo, CA
    Los Angeles, CA
    El Segundo, CA
    El Segundo, CA
    Beverly Hills, CA
    Los Angeles, CA
    El Segundo, CA
    Thousand Oaks, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-13
S63 Uniform Securities Agent State Law Examination 1996-08-06
  • S65 Uniform Investment Adviser Law Examination
    2014-10-13
  • S63 Uniform Securities Agent State Law Examination
    1996-08-06
Other Names
  • Fabian Whitney Chichester

View on SEC IAPD

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