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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-07-09 |
| VA | RA | APPROVED | 2026-06-09 |
Branch Locations
8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States
Fort Mitchell, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Norfolk | VA | 06/2010 | 12/2019 |
| Rbc Capital Markets, Llc | Vienna | VA | 06/2026 | Present |
| Stifel Nicolaus & Co Inc | Covington | KY | 12/2019 | 06/2026 |
1. Indiana University; 1000 E 17th St, Bloomington, IN 47408; alumni association; Board member; attend board meetings, plan/attend association events; 08/03/2015; 12.00 Hour(s) Per Year; Not during securities trading hours; Not Investment-Related. 2. Parke Edwards Farm LLC; 43 Beechwood Rd, Fort Mitchell, KY 41017; LLC owns a piece of raw land; Member; 07/29/2020; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-20 |
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