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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-07-09
VA RA APPROVED 2026-06-09
  • KY RA
    APPROVED
    Since 2026-07-09
  • VA RA
    APPROVED
    Since 2026-06-09

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Fort Mitchell, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Norfolk VA 06/2010 12/2019
Rbc Capital Markets, Llc Vienna VA 06/2026 Present
Stifel Nicolaus & Co Inc Covington KY 12/2019 06/2026
  • 06/2010 → 12/2019
    Bank Of America, N.A.
    Norfolk, VA
  • 06/2026 → Present
    Vienna, VA
  • 12/2019 → 06/2026
    Stifel Nicolaus & Co Inc
    Covington, KY
Previous Registrations
Other Businesses

1. Indiana University; 1000 E 17th St, Bloomington, IN 47408; alumni association; Board member; attend board meetings, plan/attend association events; 08/03/2015; 12.00 Hour(s) Per Year; Not during securities trading hours; Not Investment-Related. 2. Parke Edwards Farm LLC; 43 Beechwood Rd, Fort Mitchell, KY 41017; LLC owns a piece of raw land; Member; 07/29/2020; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-20
  • S66 Uniform Combined State Law Examination
    2006-03-20
Designations
Other Names
  • Michael Edwards

View on SEC IAPD

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