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Paul John Keller

Elk Ridge Financial Services

Omaha, NE

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Current Employers
Elk Ridge Financial Services

Omaha, NE • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-01-31
  • NE RA
    APPROVED
    Since 2023-01-31

Branch Locations

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axos Clearing Llc Omaha NE 11/2005 08/2022
Elk Ridge Financial Services Glenwood IA 09/2022 Present
Previous Registrations
  • 2004-01-28 → 2005-10-21
    Td Ameritrade Investment Management, Llc
    Bellevue, NE
  • 2002-06-25 → 2003-05-16
    Wells Fargo Investments, Llc
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-26
S63 Uniform Securities Agent State Law Examination 1996-08-08
  • S65 Uniform Investment Adviser Law Examination
    2023-01-26
  • S63 Uniform Securities Agent State Law Examination
    1996-08-08
Other Names
  • Paul J Keller

View on SEC IAPD

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