Denise Ann Tolle

Northwestern Mutual Investment Services, LLC

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Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2004-11-26

WI RA
APPROVED

Since 2004-11-26

Branch Locations

One Northwestern Mutual Way, Franklin, WI 53132 • United States

Jackson, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sneakers Health & Fitness	Germantonw	WI	04/2002	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	08/2004	Present
Northwestern Mutual Investment Services Llc	Milwaukee	WI	10/2004	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	08/2009	Present

04/2002 → Present

Sneakers Health & Fitness

Germantonw, WI
08/2004 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
10/2004 → Present

Northwestern Mutual Investment Services Llc

Milwaukee, WI
08/2009 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Previous Registrations

2002-10-01 → 2003-01-09

Strong Capital Management Inc

Menomonee Falls, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-24

S66 Uniform Combined State Law Examination

2002-09-24

View on SEC IAPD

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