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Kathleen Fletcher

Wells Fargo Advisors Financial Network, LLC

Dublin, OH

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2009-02-24
OH RA APPROVED 2009-02-11
  • IN RA
    APPROVED
    Since 2009-02-24
  • OH RA
    APPROVED
    Since 2009-02-11

Branch Locations

5450 Frantz Rd Ste 200, Dublin, OH 43016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Powell OH 05/2009 Present
Previous Registrations
  • 2006-05-05 → 2009-02-11
    Osaic Services, Inc.
    Dublin, OH
  • 2001-10-18 → 2006-08-16
    Preferred Capital Management
    Dublin, OH
  • 2002-01-16 → 2006-05-02
    Raymond James Financial Services, Inc.
    Dublin, OH
    Dublin, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-27
  • S66 Uniform Combined State Law Examination
    2006-11-27
Designations
Other Names
  • Kathleen Jeanette Carlson
  • Kathleen Jeanette Smith
  • Kathleen Jeanette Fletcher

View on SEC IAPD

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JESSICA ANNE Hultberg
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Other Offices

KEELER & NADLER FAMILY WEALTH · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
DELTA CAPITAL MANAGEMENT, INC. · DUBLIN, OH
MORGAN STANLEY · Dublin, OH
CETERA INVESTMENT ADVISERS LLC · DUBLIN, OH
BROOKSTONE WEALTH ADVISORS, LLC · Dublin, OH
VOYA FINANCIAL ADVISORS, INC. · Dublin, OH

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