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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-12-02
NV RA APPROVED 2023-05-12
MD RA APPROVED 2022-05-17
SC RA APPROVED 2021-11-29
NY RA APPROVED 2021-08-16
TX RA APPROVED_RES 2020-08-10
IL RA APPROVED 2017-10-27
LA RA APPROVED 2017-09-21
NC RA APPROVED 2017-03-02
AZ RA APPROVED 2016-11-01
MN RA APPROVED 2015-07-14
CT RA APPROVED 2013-07-30
PA RA APPROVED 2013-05-16
DE RA APPROVED 2013-05-08
NJ RA APPROVED 2012-08-20
CA RA APPROVED 2010-08-31
FL RA APPROVED 2010-07-22
  • ME RA
    APPROVED
    Since 2025-12-02
  • NV RA
    APPROVED
    Since 2023-05-12
  • MD RA
    APPROVED
    Since 2022-05-17
  • SC RA
    APPROVED
    Since 2021-11-29
  • NY RA
    APPROVED
    Since 2021-08-16
  • TX RA
    APPROVED_RES
    Since 2020-08-10
  • IL RA
    APPROVED
    Since 2017-10-27
  • LA RA
    APPROVED
    Since 2017-09-21
  • NC RA
    APPROVED
    Since 2017-03-02
  • AZ RA
    APPROVED
    Since 2016-11-01
  • MN RA
    APPROVED
    Since 2015-07-14
  • CT RA
    APPROVED
    Since 2013-07-30
  • PA RA
    APPROVED
    Since 2013-05-16
  • DE RA
    APPROVED
    Since 2013-05-08
  • NJ RA
    APPROVED
    Since 2012-08-20
  • CA RA
    APPROVED
    Since 2010-08-31
  • FL RA
    APPROVED
    Since 2010-07-22

Branch Locations

300 Connell Drive Ste 3300, Berkeley Heights, NJ 07922 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Miami Lakes FL 07/2010 Present
Agia Houston TX 12/2022 Present
Previous Registrations
  • 2009-04-02 → 2010-07-12
    Petersen Investments, Inc.
    Loch Arbour, NJ
    Miami, FL
  • 2005-04-13 → 2009-01-21
    Chase Investment Services Corp.
    New York, NY
    New York, NY
  • 2004-10-20 → 2005-04-12
    Banc Of America Investment Services, Inc.
    New York, NY
  • 2002-08-29 → 2004-10-20
    Quick & Reilly, Inc.
    New York, NY
Other Businesses

NATIONAL ASSOCIATION OF MINORITY FINANCIAL ADVISORS/ASSOCIATES POSITION: Managing Director NATURE: Networking, conferences for Minority Financial Advisors of various ethnicities and gender and sexual orientation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/20/2021 ADDRESS: 300 New Jersey Ave NW, Washington DC 20001, United States DESCRIPTION: As a managing director, I will be meeting with the other officers of the company to com up with different ways to advance the company, and also to held conferences where minority advisors can socialize and network. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-01
S63 Uniform Securities Agent State Law Examination 1996-01-12
  • S65 Uniform Investment Adviser Law Examination
    2004-06-01
  • S63 Uniform Securities Agent State Law Examination
    1996-01-12
Other Names
  • Gamaliel Michaud

View on SEC IAPD

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