Richard Alan Jones

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-04-09
TN	RA	APPROVED	2010-01-21

TX RA
APPROVED

Since 2021-04-09
TN RA
APPROVED

Since 2010-01-21

Branch Locations

618 Oakleaf Office Lane Ste 300, Memphis, TN 38117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Memphis	TN	12/2009	Present
Mml Investors Services, Llc	Memphis	TN	12/2009	Present

12/2009 → Present

Massmutual Life Insurance Company

Memphis, TN
12/2009 → Present

Mml Investors Services, Llc

Memphis, TN

Previous Registrations

2004-03-15 → 2010-01-07

Fsc Securities Corporation

Memphis, TN

Memphis, TN

Other Businesses

(1) NAME: NO BUSINESS NAME INV REL: Y ADD: 618 OAKLEAF OFFICE LANE, SUITE 300, MEMPHIS, TN 38117 NATURE: BROKERAGE, LIFE, HEALTH POSITION: OWNER, SALES START DATE: 1996 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 5 (2) NAME: RICH JONES PROPERTIES INV REL: Y ADD: 1153 GRAND CYPRUS COVE, COVIERVILLE, TN 38017 NATURE: BUY AND MANAGE SINGLE FAMILY RENTAL HOMES POSITION: OWNER START DATE: 1999 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 5

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-01-10

S63 Uniform Securities Agent State Law Examination

1996-01-10

Designations

Other Names

Rich Jones
Richie Jones

View on SEC IAPD