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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-14
SC RA APPROVED 2024-10-13
  • FL RA
    APPROVED
    Since 2024-10-14
  • SC RA
    APPROVED
    Since 2024-10-13

Branch Locations

Yulee, FL • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Jacksonville FL 10/1999 08/2018
Pruco Securities, Llc. Yulee FL 01/2022 09/2024
Prudential Insurance Company Of America Yulee FL 01/2022 09/2024
John Hancock Life Insurance Company Yulee FL 01/2020 01/2022
Unemployed Yulee FL 08/2018 06/2019
Deutsche Bank Jacksonville FL 06/2019 08/2019
Unemployed Yulee FL 08/2019 11/2019
Williams Sonoma Yulee FL 11/2019 01/2020
Lpl Enterprise, Llc Fort Mill SC 09/2024 Present
  • 10/1999 → 08/2018
    Merrill Lynch
    Jacksonville, FL
  • 01/2022 → 09/2024
    Pruco Securities, Llc.
    Yulee, FL
  • 01/2022 → 09/2024
    Prudential Insurance Company Of America
    Yulee, FL
  • 01/2020 → 01/2022
    John Hancock Life Insurance Company
    Yulee, FL
  • 08/2018 → 06/2019
    Unemployed
    Yulee, FL
  • 06/2019 → 08/2019
    Deutsche Bank
    Jacksonville, FL
  • 08/2019 → 11/2019
    Unemployed
    Yulee, FL
  • 11/2019 → 01/2020
    Williams Sonoma
    Yulee, FL
  • 09/2024 → Present
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-13
S63 Uniform Securities Agent State Law Examination 2022-05-09
  • S66 Uniform Combined State Law Examination
    2024-05-13
  • S63 Uniform Securities Agent State Law Examination
    2022-05-09
Other Names
  • Laura Anne Brand
  • Laura Szafranski
  • Laura Anne Szafranski
  • Laura Caitlin Michaud

View on SEC IAPD

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