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Somers, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-02 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | White Plains | NY | 12/2012 | Present |
| Padovani Asset Management | Somers | NY | 06/2013 | Present |
| Warshaw Capital | Samford | CT | 06/2014 | Present |
| Mgpc Agency | Somers | NY | 02/2018 | Present |
1.) MGPC Agency, not investment related, Somers, NY, Licensed Insurance Agency, Owner, Start Date 02/2018, 4 hours per month 2.) Warshaw Capital, not investment related, Samford, CT, Mortgage Lender, Mortgage Loan Officer, Start Date 06/2014, 8 hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-23 |
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