Wesley Edward Watkis

Current Employers

The W & W Group Llc

Rockville, MD • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2019-12-19
LA	RA	APPROVED	2018-08-21
TX	RA	APPROVED_RES	2018-07-23
VA	RA	APPROVED	2017-07-18
DC	RA	APPROVED	2017-07-17
MD	RA	APPROVED	2017-06-05

GA RA
APPROVED

Since 2019-12-19
LA RA
APPROVED

Since 2018-08-21
TX RA
APPROVED_RES

Since 2018-07-23
VA RA
APPROVED

Since 2017-07-18
DC RA
APPROVED

Since 2017-07-17
MD RA
APPROVED

Since 2017-06-05

Branch Locations

Rockville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The W & W Group Llc	Rockville	MD	04/2017	Present
World Capital Brokerage, Inc.	Denver	CO	04/2017	08/2017
Global Brokerage Services, Inc.	Baltimore	MD	02/2001	03/2017

04/2017 → Present

The W & W Group Llc

Rockville, MD
04/2017 → 08/2017

World Capital Brokerage, Inc.

Denver, CO
02/2001 → 03/2017

Global Brokerage Services, Inc.

Baltimore, MD

Previous Registrations

2003-02-05 → 2017-03-27

Global Brokerage Services, Inc.

Chevy Chase, MD

Hunt Valley, MD

Hunt Valley, MD

Chevy Chase, MD

Riverdale, MD

Bowie, MD

Other Businesses

1. Notlintech Investment Related: No Address: 405 Tarrytown Rd, Suite 1149 White Plains, NY 10607 Nature of Business: Information Technology Position/Title: Consulting Start Date: 12/2015 Approx Hrs/Month: 20 Approx Hrs during Security Hrs: 2 Description: Manage cash flow projects. 2. Independent Insurance Agent.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-04-15
S63	Uniform Securities Agent State Law Examination	1996-02-28

S65 Uniform Investment Adviser Law Examination

2002-04-15
S63 Uniform Securities Agent State Law Examination

1996-02-28

Other Names

Wesley Edward Watkins

View on SEC IAPD