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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-12-09
MA RA APPROVED 2015-05-21
  • TX RA
    APPROVED_RES
    Since 2015-12-09
  • MA RA
    APPROVED
    Since 2015-05-21

Branch Locations

346 Commercial Street, Boston, MA 02109 • United States

15 Caswell Lane 2Nd Floor, Plymouth, MA 02360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Plymouth MA 05/2015 Present
Flagship Harbor Advisors, Llc Plymouth ME 05/2015 Present
Previous Registrations
  • 2005-09-13 → 2007-11-07
    Bofa Advisors, Llc
    Kingston, MA
    Boston, MA
Other Businesses

(1) 07/09/2015: Fixed Insurance - Non-Variable Insurance - Investment Related - 16 Allerton Street, Plymouth, MA 02360 - Start 05/04/2015 - 1% Time Spent - Agent selling LTC, disability, UL, term, indexed & whole life (2) 07/09/2015: Flagship Harbor Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - Plymouth, MA 02360 - Start 05/04/2015 - 100% Time Spent (3) 08/05/2015: Khederian Climer,LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 16 Allerton St, Plymouth, MA 02360 - Start 05/15/2015 - 4 Hr/Mo; 0 Hours During Securities Trading (4) 08/13/2015: Flagship Harbor Advisors, LLC - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors, LLC - Investment Related - Plymouth, MA 02360 - Start 05/04/2015 - 95% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, LLC, an independent investment advisor firm. I started this business activity in December 1May 4, 2015. I expect to spend approximately 95% of my time on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-12
S63 Uniform Securities Agent State Law Examination 1996-03-27
  • S65 Uniform Investment Adviser Law Examination
    2005-09-12
  • S63 Uniform Securities Agent State Law Examination
    1996-03-27

View on SEC IAPD

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