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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-09 |
| MA | RA | APPROVED | 2015-05-21 |
Branch Locations
346 Commercial Street, Boston, MA 02109 • United States
15 Caswell Lane 2Nd Floor, Plymouth, MA 02360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Plymouth | MA | 05/2015 | Present |
| Flagship Harbor Advisors, Llc | Plymouth | ME | 05/2015 | Present |
(1) 07/09/2015: Fixed Insurance - Non-Variable Insurance - Investment Related - 16 Allerton Street, Plymouth, MA 02360 - Start 05/04/2015 - 1% Time Spent - Agent selling LTC, disability, UL, term, indexed & whole life (2) 07/09/2015: Flagship Harbor Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - Plymouth, MA 02360 - Start 05/04/2015 - 100% Time Spent (3) 08/05/2015: Khederian Climer,LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 16 Allerton St, Plymouth, MA 02360 - Start 05/15/2015 - 4 Hr/Mo; 0 Hours During Securities Trading (4) 08/13/2015: Flagship Harbor Advisors, LLC - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors, LLC - Investment Related - Plymouth, MA 02360 - Start 05/04/2015 - 95% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, LLC, an independent investment advisor firm. I started this business activity in December 1May 4, 2015. I expect to spend approximately 95% of my time on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-27 |
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