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Alberto Andres Dominguez

LPl Financial LLC

Poughkeepsie, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-10
NY RA APPROVED 2025-07-10
  • NJ RA
    APPROVED
    Since 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

Poughkeepsie, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buckleys Drug Store Englewood NJ 04/2015 12/2016
David Lerner Associates Teaneck NJ 12/2016 10/2017
Morgan Stanley Paramus NJ 10/2017 02/2018
Morgan Stanley Private Bank, National Association New York NY 11/2017 02/2018
Buckley's Drug Store Englewood NJ 03/2018 12/2018
Cadaret, Grant & Co., Inc. Poughkeepsie NY 01/2019 07/2025
Lpl Financial Llc Poughkeepsie NY 07/2025 Present
  • 04/2015 → 12/2016
    Buckleys Drug Store
    Englewood, NJ
  • 12/2016 → 10/2017
    David Lerner Associates
    Teaneck, NJ
  • 10/2017 → 02/2018
    Morgan Stanley
    Paramus, NJ
  • 11/2017 → 02/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2018 → 12/2018
    Buckley's Drug Store
    Englewood, NJ
  • 01/2019 → 07/2025
    Cadaret, Grant & Co., Inc.
    Poughkeepsie, NY
  • 07/2025 → Present
    Poughkeepsie, NY
Previous Registrations
  • 2019-01-08 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Poughkeepsie, NY
    Albany, NY
Other Businesses

1- 07/2025 - Cornerstone Financial - Non-Variable Insurance - Insurance Broker - Investment Related - At Reported Business Location(s) - Start Date 01/02/2019 - 1 hour per month/ during trading 2- 07/2025 - Cornerstone Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2019 - 200 hours per month/ 100 hours during trading 3- 07/2025 - Pacha Financial Group - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/12/2022 - 200 hours per month/ 100 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-15
S63 Uniform Securities Agent State Law Examination 2007-08-03
  • S66 Uniform Combined State Law Examination
    2018-06-15
  • S63 Uniform Securities Agent State Law Examination
    2007-08-03
Designations
Other Names
  • Alberto Dominguez
  • Alberto Andres Dominguez

View on SEC IAPD

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