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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-10 |
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Buckleys Drug Store | Englewood | NJ | 04/2015 | 12/2016 |
| David Lerner Associates | Teaneck | NJ | 12/2016 | 10/2017 |
| Morgan Stanley | Paramus | NJ | 10/2017 | 02/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 11/2017 | 02/2018 |
| Buckley's Drug Store | Englewood | NJ | 03/2018 | 12/2018 |
| Cadaret, Grant & Co., Inc. | Poughkeepsie | NY | 01/2019 | 07/2025 |
| Lpl Financial Llc | Poughkeepsie | NY | 07/2025 | Present |
1- 07/2025 - Cornerstone Financial - Non-Variable Insurance - Insurance Broker - Investment Related - At Reported Business Location(s) - Start Date 01/02/2019 - 1 hour per month/ during trading 2- 07/2025 - Cornerstone Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2019 - 200 hours per month/ 100 hours during trading 3- 07/2025 - Pacha Financial Group - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/12/2022 - 200 hours per month/ 100 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-03 |
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